NOC 11109 — Other financial officers

TEER 1 · Professional (university degree) · Eligible for Express Entry (CEC and FSWP)

Other financial officers include professional occupations in finance such as financial examiners and inspectors, financial investigators, financial underwriters, mortgage brokers and trust officers. They are employed by banks, trust companies, investment firms and governments, or they may be self-employed.

Main duties

Other financial officers

Review and examine banks, trust companies, credit unions, caisses populaires, credit companies, real estate companies, insurance companies, pension funds, securities brokers and other financial services and institutions to ensure compliance with governing legislation and regulations.

Financial investigators

Investigate possible unethical conduct or breaches of securities or commodity futures laws by persons or companies that trade in securities and commodity futures or that provide related financial services.

Financial underwriters

Analyze client requests to assess risk and details of stocks, bonds, mortgages or other financing solutions
Negotiate with corporations, governments or individuals to determine the type and terms of financial products and prepare offering prospectuses or contracts
May underwrite new issues of stocks and bonds.

Trust officers

Administer estate, personal, charitable, corporate and other types of trusts
Direct trust account investments, receive and record investment income and disburse trust funds.

Mortgage brokers

Meet with clients to obtain information about income, liabilities and assets, and type, price and condition of property to be mortgaged
Negotiate mortgage loans with lenders or lending institutions on behalf of clients.

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